Phase One: Developing a Foundation

To kick things off, we’ll work with your Investment Committee to review all processes and procedures currently governing your retirement plan. Services we provide include:

  • Identify or establish Investment Committee
  • Examine plan design
  • Document prudent processes
  • Review all existing documents
  • Draft Investment Policy Statement (IPS)
  • Draft Education Policy Statement

A study of 400 plans found that investment choices offered by 401k plans were inadequate in 62% of the plans studied. What does that mean, exactly? That 62% of the plans studied did not offer effective diversification across broad asset classes.

— 2016